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Chris McKinney, Director December 2008 Dear Colleagues: I am honored to present the FY08 Annual Report for the Vanderbilt Office of Technology Transfer and Enterprise Development (OTTED) and commend the work of our team during this past fiscal year. OTTED revenue remained strong at just over $8MM. The revenue is only one marker on the path of our story, however. Our scientists, engineers, clinicians and others involved in the research enterprise make this strong revenue possible through constant invention and innovation. Working hand-in-hand with our innovators, the OTTED staff provides tireless energy, along with many organizations at Vanderbilt, in making a significant impact each day. While there are many organizations at Vanderbilt that have contributed to the success of OTTED in FY08, I wanted to take a moment and highlight the leadership of Dr. Dennis Hall and Dr. Jeff Balser. Dr. Hall serves as Vanderbilt’s Associate Provost for Research and Dean of the Graduate School, and Dr. Balser is the Associate Vice Chancellor for Health Affairs and the Dean of the School of Medicine. As pleased as I am to direct your attention to all of the good works in FY08, I also want to point us toward the future. In FY09, as of the date of this report, we have already exceeded $9.8MM in record-breaking fiscal year revenue. This is truly exciting news! In order to build further on that effort, we’ve added key staff positions in such areas as marketing/communications, information technology and new venture development. Vanderbilt is dedicated to the missions of teaching, research, service and patient care, and OTTED is dedicated to advancing those missions as a service entity within the Vanderbilt family. Please join me in reviewing this report and anticipating the positive happenings in the years to come. Sincerely, ![]() Chris McKinney Director Vanderbilt Researchers Develop Two New Drug Delivery Systems
A Featured Story out of 133 Total Invention Disclosures Received in FY08 ![]() From J Am Chem Soc. 2008 Jul 9;130(27):8706-13 Delivery of therapeutic agents has become an active area of technology development for some Vanderbilt faculty, and therefore, an active area for intellectual property generation, as well. Dr. Eva Harth in Vanderbilt’s Department of Chemistry, in conjunction with a few fellow faculty members from the Vanderbilt University Medical Center, has developed two such drug delivery technologies.
The first is a novel, multimodal drug delivery system that can carry many different payloads, including therapeutic, imaging and targeting agents. These nanoparticles address many of the unmet needs in drug delivery. For example, the size of these nanoparticles is readily controllable by simple alterations in the synthetic pathway, meaning there is little wasted material – an important point when considering the feasibility of production on a commercial scale. Additionally, the nanoparticle’s degradation rate is controllable, which results in a tunable, sustained release of the drug. In an effort to apply the technology to cancer treatment, Dr. Harth has teamed up with Dr. Dennis Hallahan, Chairman of Radiation Oncology at Vanderbilt. Dr. Hallahan has identified several short peptides that can bind specifically to irradiated tumors. Coating the nanoparticles with these peptides allows them to bind specifically to the tumors where they release their therapeutic payload, thereby minimizing the availability of the drug in the overall circulation to cause off-target toxicity. Dr. Hallahan’s targeting peptide is the subject of other Vanderbilt patent applications and a recent publication in Nature Medicine (Nat Med. 2008 Mar;14(3):343-9). The second drug delivery technology from the Harth lab has been dubbed a “molecular transporter.” Dr. Harth has demonstrated that this particular transporter is capable of pulling its cargo across cellular membranes and into difficult-to-reach intracellular compartments. For example, a collaboration with Dr. Peter Wright, the Shedd Chair in Pediatric Infectious Diseases and Professor of Pediatrics, Pathology, Microbiology & Immunology, has resulted in delivery of therapeutic antibodies across cellular membranes that otherwise block entry of the antibodies. This access to the intracellular compartment may allow treatment of viral infections for which no adequate therapy exists. In addition, through a partnership with Dr. Louise Mawn at the Vanderbilt Eye Institute, Dr. Harth is investigating the ability of the molecular transporter to deliver therapeutics to the back of the eye, which is another historically challenging area for drugs to access. Vanderbilt Partners with ANS to Advance Laryngeal Paralysis Treatment Technology
A Featured Story out of 46 New Licenses in FY08 ![]() Schematic of the implantive stimulation device that will be used to activate the "opener" muscles of the vocal folds and allow a patient with laryngeal paralysis to breathe again through the mouth The loss of vocal fold mobility resulting from laryngeal paralysis is a serious and debilitating medical problem. In the case of bilateral nerve injury, the loss of vocal fold opening can be life-threatening and requires an emergent tracheotomy followed by partial resection of the vocal fold to reestablish an airway. The problem with this particular treatment approach is that only minimal ventilation is restored, severely restricting the patient’s lifestyle. Adding to this negative side-effect, surgical resection impairs the voice and leaves the patient at risk for aspiration during swallowing.
In 1976, Dr. David Zealear in the Department of Otolaryngology at Vanderbilt introduced the concept of electrical stimulation of paralyzed laryngeal abductor muscles as a more physiological method of treatment. In this strategy, stimulation of the posterior cricoarytenoid muscle can open the vocal folds to restore inhalation. Between breaths, stimulation is discontinued, and the vocal folds passively relax to allow normal voice production and swallowing. Since 1990, funding from the National Institutes of Health (NIH) has supported studies in canines, providing a foundation for the first clinical trial with an implantable laryngeal stimulator. The first patient was implanted and studied at Vanderbilt in 1996. The success of both the animal and human research has led to a patent, as well as a second research phase utilizing a superior stimulator (Genesis XP) capable of a bilateral laryngeal opening. This technology is manufactured by Advanced Neuromodulation Systems, Inc. (ANS), and has been traditionally used for spinal cord and brain stimulation for controlling pain or restoring neurological function. The application of this technology for reanimation of paralyzed laryngeal muscles shows great promise. To support this effort, Vanderbilt University has formed a strong commercial research alliance with ANS and has granted them an exclusive license agreement. At the present time, the device is being tested in a canine model of bilateral laryngeal paralysis, and the results Dr. Zealear has obtained have been remarkable. Before implantation, these dogs can do little more than walk slowly without gasping for breath. Once the stimulator is implanted and activated to generate vocal fold opening, the dogs can run on a treadmill for several minutes up to 8 mph. With this device in place, the canines appear to be completely normal with respect to ventilation, swallowing and vocalization. Dr. Zealear plans to file for FDA approval and begin a new clinical trial within the year. By partnering with ANS, this Vanderbilt discovery offers a new market for the ANS device, and this collaboration has the potential to benefit several thousands of patients each year.
Universal Robotics Developing Automated Intelligence Technology
A Sampling of a New Venture Created in FY08 out of 25 Active Start-Up Companies ![]() NASA's Robonaut Universal Robotics, Inc. began operations in May of 2008, and exclusively licensed patents from Vanderbilt University. Universal is a software company that is automating intelligence for use on any mobile machine where the benefits of automation will improve efficiencies. The company’s first product, Neocortex®, is ready to take to market in 2009 and will initially be sold to the materials handling industry as the operating system for a robot box mover. Universal will expand automation into forklifts, mining equipment, railroad locomotives, and beyond. Unlike any other software, Neocortex® learns what it feels like to do the job, acquiring its knowledge from the pattern of learning and thus bypassing its nearest software competitor.
Developed at Vanderbilt University by faculty member Alan Peters over the past seven years, with several million dollars of funding from DARPA and NASA, Neocortex® has been controlling NASA’s humanoid robot for four years. Two of the weakest links in the materials handling chain occur where attempts to automate have failed – handling mixed-sized boxes and operating forklifts. These are areas where logistics executives have the highest order failure rate, the lowest carton per hour transit rate, the highest cost per transaction rate, and the highest workman’s compensation claim exposure. Furthermore, the warehouse management system software has the greatest inaccuracy where it interfaces with humans, resulting in missed shipments, unfilled orders and lost inventory. Neocortex® solves these problems by automating industrial robots and forklift activity throughout distribution centers. FY08 VANDERBILT TECHNOLOGY SUBMITTERS
On behalf of the entire Vanderbilt Office of Technology Transfer and Enterprise Development, we would like to extend our most sincere appreciation to each one of our faculty members who disclosed inventions in FY08. Thank you for continuing to drive innovation at Vanderbilt – you are the ones who are ultimately responsible for our success. ![]()
Anita Agarwal
Rashid Ahmad Mark Anderson Bruce Appel Mark Arrieta Judy Aschner Miki Aschner Melanie Aston Frederic Barr John Barwise Samuel Becker Jennifer Blackford Timothy Blackwell Randy Blakely Darryl Bornhop Olivier Boutaud Erica Bowton Peter Bream Matthew Breyer Richard Breyer Michelle Brouner H. Alex Brown William Bush Nicholas Campbell Jeffrey Canter Richard Caprioli Jean-Philippe Cartailler Roger Chalkley Jian-Xiong Chen Michael Chi Peter Clark Charles Coffey Joy Cogan P. Jeffrey Conn George Cook Brian Corbin Philip Crooke James Crowe Gary Cunningham Skyler Dalley Scott Darby Jeffrey Davidson Thomas Davis Benoit Dawant David DeLapp Monica Deterding James Dickerson Mikhail Dikov George Ding Stephen Dotson Robert Douglas James Duncavage Allen Dyer Florent Elefteriou Stephen Elliott Brett English Paul Fleming Michael Freeman Aurelio Galli Raymond Ganster Justin Giles Todd Giorgio Dario Giuse Michael Goldfarb Ellen Goldring Scott Guelcher Andrea Hafeman Richard Haglund, Jr. Jonathan Haines Dennis Hallahan Heidi Hamm Jijun Hao Shannon Hardie Eva Harth Saad Hasan
Frederick Haselton
Alyssa Hasty Antonis Hatzopoulos Jack Hawiger Zack Hawkins Kristen Heck Anna Hemnes Stanley Herrell Scott Hiebert Lance Hochhauser Michael Holzman Charles Hong Nathan Hoot Matthew Huckabee Billy Hudson Adriana Hung Talat Ikizler Borislav Ivanov Eric Jansen Ashwath Jayagopal Tammy Jessen Haibo Jia Kevin Johnson Carrie Jones Karen Joos Veronika Kadkina Changquing Kao Susan Kasper Paul King Amy Klemm Bjorn Knollmann Mary Konkle Amanda Kussrow Branislav Kusy David Kwartowitz Robert Labadie David Lammlein Leland Lancaster Truc Le Akos Ledeczi Bing Li Chad Lieber Daniel Liebler P. Charles Lin Craig Lindsley Lioudmila Loukachevitch James Loyd Zigmund Luka Charles Lukehart Alex Maclin Mark Magnuson Anita Mahadevan-Jansen Dmitry Markov Lawrence Marnett Jacob McCauley Doug Milam Randolph Miller Jason Mitchell Gilbert Moeckel Hoyin Mok Martin Moore Paul Moore Joseph Murphy Alex Newman John Newman Colleen Niswender Kevin Niswender Jack Noble Ifeoma Nwankwo Henrique Oliveira Susan Opalenik Ryan Ortega Joseph Parello Neal Patel Vadim Pedchenko
R. Stokes Peebles
John Phay John Phillips Christopher Pino Dina Polosukhina Andrew Porter Ned Porter Kuldeep Razdan Ron Reiserer Chris Renner Alice Rodriguez Anna Roe Sandra Rosenthal Brett Rungworth Janos Sallai Ronald Salomon Philip Samson Christine Saunders David Schaffer Michael Scherer Peter Schmidt Kevin Seale Erin Seeley David Sexton Qingyang Shang V. Prasad Shastri Jin Shen Xiangrong Shen Richard Shiavi Leslie Shor Eric Skaar Robbert Slebos R. Michael Slowey Monsheel Sodhi Chinmay Soman Kylee Spencer Lawrence Stack Devin Stauff Alvin Strauss Amanda Streff Marshall Summar Frank Sup James Sutcliffe Keri Tallman Elena Tchekneva Ryan Thibodeaux Reid Thompson Ian Tomlinson Jashim Uddin Alice van der Ende Atakan Varol Jeremy Veenstra-Vander Weele Peter Volgyesi Paul Voziyan Conrad Wagner Russ Waitman Greg Walker Joe Warner Charles Weaver David Weaver Stuart Weinberg Matthew Wellons Jonathon Wells James West Lisa White John Wikswo, Jr. Don Wilkes Christopher Willey John Williams Richard Williams Gerald Wilmink Thomas Withrow Eugenia Yazlovitskaya Tao Zhong Chong-Bin Zhu Brad Baird CONTRACTS ADMIN./DATABASE SPECIALIST 615.322.4947 • E-mail Brad Lee Bridges PROGRAMMER/ANALYST 615.343.2464 • E-mail Lee Ashok Choudhury SENIOR TECHNOLOGY COMMERCIALIZATION ASSOCIATE 615.322.2503 • E-mail Ashok Janis Elsner ASSOCIATE DIRECTOR 615.322.7056 • E-mail Janis Robin Forester ACCOUNTING ASSISTANT IV 615.343.4461 • E-mail Robin Jason Hinson SENIOR ACCOUNTANT 615.343.4457 • E-mail Jason Kay Kiely SENIOR EXECUTIVE SECRETARY 615.322.6751 • E-mail Kay Mary Kosinski TECHNOLOGY COMMERCIALIZATION ASSOCIATE 615.322.9790 • E-mail Mary Brian Laden SENIOR TECHNOLOGY COMMERCIALIZATION ASSOCIATE 615.322.1067 • E-mail Brian Christopher D. McKinney DIRECTOR 615.343.2430 • E-mail Chris Catherine McRen OFFICE ASSISTANT 615.343.2430 • E-mail Catherine Lisa McWilliams COMMUNICATIONS COORDINATOR 615.343.2453 • E-mail Lisa Christopher Rand MANAGER, NEW VENTURE DEVELOPMENT 615.343.4433 • E-mail Christopher Martha Reid PROGRAM COORDINATOR Peter C. Rousos SENIOR BUSINESS DEVELOPMENT EXECUTIVE 615.343.4465 • E-mail Peter Karen L. Rufus SENIOR TECHNOLOGY COMMERCIALIZATION ASSOCIATE 615.322.4295 • E-mail Karen Lien Vo-Jones TECHNOLOGY COMMERCIALIZATION ADMIN. SPECIALIST 615.322.8339 • E-mail Lien Catherine Whelan TECHNOLOGY COMMERCIALIZATION ADMIN. SPECIALIST 615.322.8062 • E-mail Catherine |







